Colorado Financial Service

Colorado Financial Service Corporation was established in the greater Denver area in 2000.

Colorado Financial is a registered securities broker dealer, member FINRA (www.finra.org) and SIPC (www.sipc.org). In addition, Colorado Financial is registered as an investment adviser and is licensed to conduct certain insurance business. Colorado Financial is dedicated to supporting independent financial services professionals and the clients they serve. They aim to be the securities broker dealer with which high quality independent investment banking and other investment professionals choose to associate for conducting their securities businesses. Colorado Financial provides “user friendly” and professional back office, administrative, registration, compliance and related services that are tailored to each particular situation. Colorado Financial Service Corporation was established in the greater Denver area in 2000. Chet Hebert, our chairman and Chief Executive Officer became the sole owner in 2007, through his ownership of Colorado National Corporation. Mr. Hebert has wide ranging experiences in the securities industry with several firms and has served in capacities as registered representative, advisor, Branch Manager, Chief Compliance Officer, Financial and Operations Principal and President of independent firms. In addition, Mr. Hebert was elected by his peers to two separate terms on the FINRA District 3 Committee, including a term as Committee Chairman. Colorado Financial Service Corporation is the second broker-dealer that Mr. Hebert has had an ownership interest. Originally established as a limited broker-dealer, Mr. Hebert has grown the firm into a full service broker-dealer providing full service brokerage, private placement securities, investment advisory services, investment banking, EB-5 Placement Services and IRS Section 1031 Like-Kind Exchange services. The firm maintains membership in the Alternative and Direct Investment Securities Association (ADISA), the Investment Program Association (IPA), and The National Due Diligence Alliance (TNDDA). Colorado Financial has teamed up with service providers who cater to the independent registered representative led by our fully disclosed clearing partner, the First Southwest Company.